Many professionals rely on their service provider for both record keeping and investment updates or a commissioned broker to provide investment support. This approach may provide investment information and “suggestions” but it is not investment advice. The decision to select or replace an investment, and the liability associated with it, fall on you.
Your customized investment policy serves as the blueprint for determining the type investment offered, the measure for investment selection and the ongoing monitoring of each investment’s success.
Investment suggestions based on an intensive evaluation process.
Ongoing analysis of performance, changes to style, management and fees. We provide timely recommendations on removal and replacement, along with a review of potential asset class additions.
Investment Committee Training and Supervision
An investment committee should be assembled, have a committee charter and meet regularly to supervise the plan. Our firm will guide the development of a committee and manage the ongoing meetings.
After each meeting the employer will be provided with minutes to file to commemorate the meeting, summarize any discussions and establish the process used for plan related decisions and provide a restatement of the meeting.
The Business Cycle
Preparing the Future Generation
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